Cross-institution positioning
Aug 3, 2026Mixed positioning. No institution has two comparable Schedule 13 observations yet.
Source: Schedule 13 researchSWZ Institutional Ownership
Total Return Securities Fund
Latest stored close $5.77 as of Oct 7, 2026 View live quote ↗
STOCKNODE Outlook
Neutral
54/100
1 tracked · 0 comparable
Latest filing
Aug 3, 2026
Positive breadth
1 positive · 0 negative
Recent close
$5.77
Research confidence
Limited
Institutional Research 55/100 · 0 accumulating · 0 reducing / exited
Ownership history
Reported ownership % history
Latest filing Aug 3, 2026
See how each tracked institution's reported ownership changed across SEC position dates. Full history is available with Investor or Pro access.
Locked preview
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Accumulating0
Newly reported1
Reducing / exited
0
52-week position
—
Institutional Intelligence
Why STOCKNODE says Neutral
What the evidence shows across the newest institutional, insider, company-event, 13F, fundamental, and price data; STOCKNODE combines these layers into a quantitative research signal while preserving each source and reporting window.
STOCKNODE Outlook
Neutral 54/100
Confidence:Limited
Why this signal
- 0 tracked institutions accumulating versus 0 reducing/exited.
- Recent insider purchase activity confirms the institutional direction.
Institutional
46/100
Insiders
85/100
Events
50/100
Quarterly 13F activity
Mar 31, 20260 increased/new, 1 reduced/exited across 1 manager in the latest comparable Form 13F quarter.
Source: Form 13F quarter-end holdingsInsider filing activity
Sep 28, 2026Over the last 90 days, SEC-coded non-derivative P/S activity includes 16 purchases by 4 reporting owners and 0 sales by 0 reporting owners. Amendments are shown in the filing evidence but excluded from rolling activity totals.
Source: SEC Forms 3/4/5Material company events
Nov 14, 2025Latest classified evidence: Prospectus filing. Registration and prospectus filings are treated as financing capacity/disclosure evidence, not proof that securities were sold.
Source: SEC 8-K / securities filing metadataPrice context
Sep 15, 2026Recent close is 13% through its reported 52-week range; -4.1% over one year.
Source: Stored historical price series
Latest filing decision brief
Investor / Pro
Research the latest Initial Schedule 13G from Bank of America.
Filed Aug 3, 2026. Unlock the dated position comparison, disclosure classification, confidence, price context, and filing-specific significance analysis.
Premium research values are withheld until unlocked.
Supporting institutional evidence
Institutional Evidence
The research summary above gives the current read. This section shows the dated holder-level evidence behind it.
Latest filing
Aug 3, 2026
Latest reported position changes
Investor / Pro detailSee each institution's newest reported position against its own prior report, with position as-of date separated from SEC filed date. Institution names and filing freshness remain public below.
Bank of America
Filed Aug 3, 2026
Direction locked
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Reported direction breadth by as-of date
Locked previewComparable holder direction grouped by SEC position as-of date — never presented as trade dates.
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Institution comparison
Investor / Pro detailCompare each institution only with its own prior reported position. Public visitors can see who is tracked and how fresh the filing is; paid research reveals the actual comparison.
Bank of America
Filed Aug 3, 2026
Unlock the evidence behind the score
Know who changed position, by how much, and when the SEC learned about it.
Investor and Pro reveal holder-by-holder changes, reported ownership history, dated breadth, disclosure timing, institution comparison, and filing-specific analysis without treating Schedule 13 reports as trade dates.
✓ Actual share and ownership changes
✓ Position as-of date vs. SEC filed date
✓ Deterministic direction basis
✓ Full evidence on every eligible stock
SEC Forms 3, 4 & 5
Insider activity
Reported Section 16 ownership activity. Rolling purchase/sale totals use non-derivative SEC transaction codes P and S only; amendments remain visible but are excluded from those totals.
30-day purchases62 reporting owner(s)
30-day sales00 reporting owner(s)
90-day purchase breadth4Multi-insider
90-day sale breadth0
View recent insider filing evidence
| Date | Reporting owner | Code | Security | Shares | Price | Ownership | Filed |
|---|---|---|---|---|---|---|---|
| Sep 28, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 2.0K | $5.77 | Direct | Sep 30, 2026 |
| Sep 28, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 9.0K | $5.77 | Direct | Sep 29, 2026 |
| Sep 28, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 1.0K | $5.76 | Direct | Sep 29, 2026 |
| Sep 25, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 2.4K | $5.82 | Direct | Sep 29, 2026 |
| Sep 25, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 7.6K | $5.81 | Direct | Sep 29, 2026 |
| Aug 31, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 3.0K | $5.98 | Direct | Sep 1, 2026 |
| Aug 24, 2026 | Das Rajeev P | POpen-market or private purchase | Common Stock | 1.4K | $5.93 | Direct | Aug 25, 2026 |
| Aug 21, 2026 | Das Rajeev P | POpen-market or private purchase | Common Stock | 1.7K | $5.93 | Direct | Aug 25, 2026 |
| Aug 10, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 1.0K | $5.91 | Direct | Aug 12, 2026 |
| Jul 23, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 2.0K | $5.86 | Direct | Jul 24, 2026 |
| Jul 22, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 517 | $5.90 | Direct | Jul 24, 2026 |
| Jul 21, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 483 | $5.90 | Direct | Jul 22, 2026 |
| Jul 20, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 1.0K | $5.93 | Direct | Jul 22, 2026 |
| Jul 6, 2026 | GOLDSTEIN PHILLIP | POpen-market or private purchase | Common Stock | 6.0K | $5.95 | Direct | Jul 8, 2026 |
| Jul 2, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 4.8K | $5.92 | Indirect | Jul 7, 2026 |
| Jul 2, 2026 | Dakos Andrew | POpen-market or private purchase | Common Stock | 233 | $5.92 | Indirect | Jul 7, 2026 |
| Jun 29, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 2.0K | $5.93 | Direct | Jun 30, 2026 |
| Jun 26, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 2.1K | $5.89 | Direct | Jun 30, 2026 |
| Jun 18, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 1.9K | $5.91 | Direct | Jun 22, 2026 |
| Jun 17, 2026 | SELL MORITZ A | POpen-market or private purchase | Common Stock | 147 | $5.91 | Direct | Jun 22, 2026 |
SEC company-event context
Material company events
Recent 8-K item classifications plus securities registration and prospectus filings. Registration or prospectus filings show financing capacity/disclosure activity; they do not by themselves prove that securities were sold.
30-day material events0
90-day capital-related0
90-day equity-related0
90-day debt-related0
View recent company-event filing evidence
| Filed | Form | 8-K item(s) | Classification | Capital context | SEC |
|---|---|---|---|---|---|
| Nov 14, 2025 | 424B2 | — | Prospectus filing | Capital-related | Filing |
Current market context
Price performance
Dated price context from the historical market series already collected for this security.
Recent stored close
$5.90
View live quote ↗
52-week low
$5.84
Oct 10, 2025
52-week high
$6.31
Jan 15, 2026
Below 52-week high
6.5%
1W return
-1.0%
1M return
-0.8%
3M return
-0.8%
6M return
-1.3%
YTD return
-5.1%
1Y return
-4.1%
30-day volatility
4.9%
90-day volatility
6.0%
1Y max drawdown
-7.1%
Returns are close-to-close price changes. Volatility and drawdown are factual historical context, not recommendations.
How to read Schedule 13 ownership changes
Schedule 13G/13D reports beneficial ownership at an observation date. “Accumulation” or “reduction” is inferred from changes in reported shares when available; it is not a list of individual trades or exact execution prices.
Form 13F rows are quarter-end holding context only and do not establish an exact entry date.
For more context, see how to read a Schedule 13G, filing date vs event date, or Schedule 13G vs Schedule 13D.
Current ownership filings and reported ownership changes are available on free access. Investor and Pro add filing-specific significance scoring, disclosure-speed analysis, confirmation/divergence signals, and alerts. The overall institutional consensus preview remains public. Compare plans.
Beneficial ownership filing history
Showing 2 of 2 filing(s)View beneficial ownership filing evidence
| Holder | Observed / filed | Reported change | Shares | Ownership | Observation | Filing | Latest |
|---|---|---|---|---|---|---|---|
| Bank of America CIK0000070858 | Jun 30, 2026 observed Aug 3, 2026 filed · 34d Initial Schedule 13G | Initial Schedule 13G | 869.2K | 6.70% | $5.94 | $5.92 | $5.77 |
| Bank of America CIK0000070858 | Sep 30, 2016 quarter end Nov 14, 2016 filed Form 13F quarter-end evidence | Earlier Form 13F quarter-end holding Quarter-end holding evidence; no ownership percentage or signal. | 177.2K | $5.77 |
Explore more institutional activity
Related research
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